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Self-regulatory organization
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#	Item
241	Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:57 Government Self-regulatory organization British Columbia Securities Commission Ontario Securities Commission Provinces and territories of Canada Securities Commission of New Zealand Securities Commission 73rd United States Congress United States Securities and Exchange Commission Financial regulation United States securities law Autorité des marchés financiers
242	Microsoft Word - NI_33-109 CLEAN July 13, 2009.doc Add to Reading List Source URL: nssc.novascotia.ca Language: English - Date: 2014-05-07 16:35:57 Securities Financial economics Autorité des marchés financiers Ontario Securities Commission Self-regulatory organization British Columbia Securities Commission Securities Commission United States securities law Investment Industry Regulatory Organization of Canada Financial regulation United States Securities and Exchange Commission Financial system
243	Sudhlr Bhattacharyya Vice President New York Stock Exchange 11 Wall Street New York, NY[removed]T +1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 15:43:06 United States Securities and Exchange Commission Stock market Finance Financial regulation Securities Exchange Act Financial economics U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization United States securities law SEC filings 73rd United States Congress
244	Federal Register / Vol. 79, No[removed]Thursday, November 20, [removed]Notices C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received from Members, Participants, or Others A similar p Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-20 03:22:11 Reno-Tahoe International Airport Terrain awareness and warning system Tahoe Airport Lake Tahoe Nevada Geography of California Geography of the United States
245	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 19, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:07:03 Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Registered representative Securities regulation in the United States General Securities Principal Exam New York Stock Exchange United States securities law Financial system Financial regulation
246	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]October 28, 2014 Joint Industry Plan; Order Approving Amendment No. 32 to the Joint Self-Regulatory Organization Plan Governing the Collection, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 08:19:21 Financial markets NASDAQ Securities Exchange Act Chicago Stock Exchange Direct Edge Financial Industry Regulatory Authority International Securities Exchange NYSE Arca Stock market Self-regulatory organizations Economy of the United States United States securities law
247	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 14, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-15 16:49:19 Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial system Business Self-regulatory organization United States securities law Financial regulation Securities Exchange Act
248	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 12, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-12 16:57:06 Financial economics Economy of the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Alternative display facility United States securities law Financial Industry Regulatory Authority Financial regulation
249	Sudhlr Bhattacharyya Vice President New York Stock Exchange 11 Wall Street New York, NV 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 14:15:06 73rd United States Congress United States Securities and Exchange Commission Financial regulation Securities Exchange Act Business NYSE Arca New York Stock Exchange United States Self-regulatory organization NYSE Euronext United States securities law Economy of the United States
250	L:hange rule filings FILINGSSeptember Fee Filingtember 2014BYX[removed]xfdl Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-08-29 13:46:04 Securities Exchange Act Stock market NYSE Arca New York Stock Exchange Financial regulation Financial economics Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization United States securities law United States Securities and Exchange Commission 73rd United States Congress

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